Compliance Manual update: important new
Financial Crime Guidance

24th January 2012

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Following publication of the FSA Financial Crime Guide for Firms, UKGI has reviewed and, where appropriate, updated relevant sections of the Compliance Manual to reflect the FSA’s new consolidated guidance for firms.

This continues UKGI’s commitment to keep members up to date with the latest developments as they happen.

Take action

UKGI anticipates that most firms will need to take action to strengthen their financial crime systems and controls as a direct result of the FSA’s new guidance.

To assist with this, an update has been posted in the UKGI compliance manual explaining these changes and the action firms should now take. Members can access this update quickly and easily, by logging into the UKGI Compliance Manual. Once you have logged in, please select Bulletin Board on the blue navigation bar towards the top of the website screen.

If you have any questions about this update please contact 01284 773 750 or email Laura.Davies@uk-gi.co.uk.
If you aren’t currently a UKGI member and would like to discuss this and the many other benefits of joining us please don’t hesitate to get in touch in the same way.